Submission for OMB Review; Comment Request; Extension: Rule 30e-1
- Title
- Submission for OMB Review; Comment Request; Extension: Rule 30e-1
- Record Date
- 06/26/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 65.19
Fintech Rule Tracker
Fintech Rule Tracker organizes records from Federal Register API into a static ledger for transparent comparison. It preserves official source links and dates, marks missing enrichment, and adds deterministic grouping, change, recency, trend, or significance fields only where the documented inputs support them, without recommendations or unsupported claims.
2026-06-26
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ad-27
- Title
- Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ad-27
- Record Date
- 06/26/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 65.19
2022-06-24
List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
- Title
- List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
- Record Date
- 06/24/2022
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,528.19
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fee Schedule To Establish a New NBBO Setter Program
- Title
- Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fee Schedule To Establish a New NBBO Setter Program
- Record Date
- 06/24/2022
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,528.19
Prohibition on Inclusion of Adverse Information in Consumer Reporting in Cases of Human Trafficking (Regulation V)
- Title
- Prohibition on Inclusion of Adverse Information in Consumer Reporting in Cases of Human Trafficking (Regulation V)
- Record Date
- 06/24/2022
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,528.19
2023-06-23
Agency Information Collection Activities: Comment Request
- Title
- Agency Information Collection Activities: Comment Request
- Record Date
- 06/23/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,164.19
Agency Information Collection Activities: Comment Request
- Title
- Agency Information Collection Activities: Comment Request
- Record Date
- 06/23/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,164.19
Vitagene, Inc.; Analysis of Proposed Consent Order To Aid Public Comment
- Title
- Vitagene, Inc.; Analysis of Proposed Consent Order To Aid Public Comment
- Record Date
- 06/23/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,164.19
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-Location Services
- Title
- Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-Location Services
- Record Date
- 06/23/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,164.19
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-Location Services
- Title
- Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-Location Services
- Record Date
- 06/23/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,164.19
Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail
- Title
- Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail
- Record Date
- 06/23/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,164.19
Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-Location Services
- Title
- Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-Location Services
- Record Date
- 06/23/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,164.19
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-Location Services
- Title
- Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-Location Services
- Record Date
- 06/23/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,164.19
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements
- Title
- Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements
- Record Date
- 06/23/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,164.19
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements
- Title
- Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements
- Record Date
- 06/23/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,164.19
Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements
- Title
- Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements
- Record Date
- 06/23/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,164.19
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements
- Title
- Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements
- Record Date
- 06/23/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,164.19
Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments Part HH of Its Delivery Procedures
- Title
- Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments Part HH of Its Delivery Procedures
- Record Date
- 06/23/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,164.19
2022-06-17
Enhanced Disclosures by Certain Investment Advisers and Investment Companies About Environmental, Social, and Governance Investment Practices
- Title
- Enhanced Disclosures by Certain Investment Advisers and Investment Companies About Environmental, Social, and Governance Investment Practices
- Record Date
- 06/17/2022
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,535.19
Investment Company Names
- Title
- Investment Company Names
- Record Date
- 06/17/2022
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,535.19
Request for Information Regarding Employer-Driven Debt
- Title
- Request for Information Regarding Employer-Driven Debt
- Record Date
- 06/17/2022
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,535.19
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118(a)
- Title
- Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118(a)
- Record Date
- 06/17/2022
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,535.19
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 6.40P-O and 6.41P-O
- Title
- Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 6.40P-O and 6.41P-O
- Record Date
- 06/17/2022
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,535.19
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to Certain Administrative Rules and Articles of the By-Laws of the Municipal Securities Rulemaking Board Relating to the MSRB's Officers
- Title
- Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to Certain Administrative Rules and Articles of the By-Laws of the Municipal Securities Rulemaking Board Relating to the MSRB's Officers
- Record Date
- 06/17/2022
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,535.19
Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual
- Title
- Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual
- Record Date
- 06/17/2022
- Event Classification
- deadline
- Age Or Deadline Days
- 1,535.19
Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Part HH of the ICE Clear Europe Delivery Procedures
- Title
- Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Part HH of the ICE Clear Europe Delivery Procedures
- Record Date
- 06/17/2022
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,535.19
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Release Information on BrokerCheck® Relating to Firm Designation as a Restricted Firm
- Title
- Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Release Information on BrokerCheck® Relating to Firm Designation as a Restricted Firm
- Record Date
- 06/17/2022
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,535.19
Submission for OMB Review; Comment Request Extension: Rule 19d-3
- Title
- Submission for OMB Review; Comment Request Extension: Rule 19d-3
- Record Date
- 06/17/2022
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,535.19
Submission for OMB Review; Comment Request Extension: Rule 19d-1
- Title
- Submission for OMB Review; Comment Request Extension: Rule 19d-1
- Record Date
- 06/17/2022
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,535.19
2023-06-16
Submission for OMB Review; Comment Request: Extension: “Investor Form”
- Title
- Submission for OMB Review; Comment Request: Extension: “Investor Form”
- Record Date
- 06/16/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,171.19
Submission for OMB Review; Comment Request; Extension: Rule 15c2-11
- Title
- Submission for OMB Review; Comment Request; Extension: Rule 15c2-11
- Record Date
- 06/16/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,171.19
Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Triparty Collateral Mechanism
- Title
- Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Triparty Collateral Mechanism
- Record Date
- 06/16/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,171.19
Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify the Exchange's Source of Data Feeds From MEMX LLC
- Title
- Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify the Exchange's Source of Data Feeds From MEMX LLC
- Record Date
- 06/16/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,171.19
Proposed Collection; Comment Request; Extension: Rule 3a-8
- Title
- Proposed Collection; Comment Request; Extension: Rule 3a-8
- Record Date
- 06/16/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,171.19
2026-06-12
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 11.5310 (Best Execution)
- Title
- Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 11.5310 (Best Execution)
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 11.5310 (Best Execution)
- Title
- Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 11.5310 (Best Execution)
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 11.5310 (Best Execution)
- Title
- Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 11.5310 (Best Execution)
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 and 5
- Title
- Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 and 5
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3
- Title
- Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Title
- Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Title
- Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Title
- Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Title
- Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Title
- Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Title
- Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Title
- Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Title
- Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Sections 2, 5 and 9B
- Title
- Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Sections 2, 5 and 9B
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4
- Title
- Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19
Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Connectivity
- Title
- Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Connectivity
- Record Date
- 06/12/2026
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 79.19