Fintech Rule Tracker

Fintech Rule Tracker organizes records from Federal Register API into a static ledger for transparent comparison. It preserves official source links and dates, marks missing enrichment, and adds deterministic grouping, change, recency, trend, or significance fields only where the documented inputs support them, without recommendations or unsupported claims.

Records: 5,000
Last changed: 08/30/2026
Update schedule: 35 1 * * * UTC
Coverage: 03/28/2022–08/31/2026
Method: Methodology

2024-02-16

Proposed Collection; Comment Request; Extension: Rule 12d2-2 and Form 25

Title: Proposed Collection; Comment Request; Extension: Rule 12d2-2 and Form 25
Record Date: 02/16/2024
Event Classification: regulatory-event
Age Or Deadline Days: 926.19

2023-02-10

Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules in Connection With a Technology Migration to Enhanced Nasdaq, Inc. (“Nasdaq”) Functionality

Title: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules in Connection With a Technology Migration to Enhanced Nasdaq, Inc. (“Nasdaq”) Functionality
Record Date: 02/10/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,297.19

Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules in Connection with the Technology Migration to Enhanced Nasdaq Functionality

Title: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules in Connection with the Technology Migration to Enhanced Nasdaq Functionality
Record Date: 02/10/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,297.19

Submission for OMB Review; Comment Request; Extension: Regulation SBSR

Title: Submission for OMB Review; Comment Request; Extension: Regulation SBSR
Record Date: 02/10/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,297.19

Submission for OMB Review; Comment Request; Extension: Rule 15b1-1/Form BD

Title: Submission for OMB Review; Comment Request; Extension: Rule 15b1-1/Form BD
Record Date: 02/10/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,297.19

Submission for OMB Review; Comment Request; Extension: Rule 19b-5 and Form PILOT

Title: Submission for OMB Review; Comment Request; Extension: Rule 19b-5 and Form PILOT
Record Date: 02/10/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,297.19

Agency Information Collection Activities; Comment Request

Title: Agency Information Collection Activities; Comment Request
Record Date: 02/10/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,297.19

Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Options 7, Section 6

Title: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Options 7, Section 6
Record Date: 02/10/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,297.19

Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 To Add Port Fees

Title: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 To Add Port Fees
Record Date: 02/10/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,297.19

Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Reflect Adjustments to FINRA Registration Fees and Fingerprinting Processing Fees

Title: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Reflect Adjustments to FINRA Registration Fees and Fingerprinting Processing Fees
Record Date: 02/10/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,297.19

Self-Regulatory Organizations; NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19 Concerning Pre-Trade Risk Controls

Title: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19 Concerning Pre-Trade Risk Controls
Record Date: 02/10/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,297.19

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 6.40P-O Concerning Pre-Trade Risk Controls

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 6.40P-O Concerning Pre-Trade Risk Controls
Record Date: 02/10/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,297.19

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19-E Concerning Pre-Trade Risk Controls

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19-E Concerning Pre-Trade Risk Controls
Record Date: 02/10/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,297.19

Constitution Capital Access Fund, LLC, et al.

Title: Constitution Capital Access Fund, LLC, et al.
Record Date: 02/10/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,297.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 02/10/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,297.19

2024-02-09

Semiannual Regulatory Agenda

Title: Semiannual Regulatory Agenda
Record Date: 02/09/2024
Event Classification: regulatory-event
Age Or Deadline Days: 933.19

Regulatory Flexibility Agenda

Title: Regulatory Flexibility Agenda
Record Date: 02/09/2024
Event Classification: regulatory-event
Age Or Deadline Days: 933.19

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 To Amend IEX's Fee Schedule

Title: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 To Amend IEX's Fee Schedule
Record Date: 02/09/2024
Event Classification: regulatory-event
Age Or Deadline Days: 933.19

Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System

Title: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System
Record Date: 02/09/2024
Event Classification: regulatory-event
Age Or Deadline Days: 933.19

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Modify Certain Connectivity and Port Fees

Title: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Modify Certain Connectivity and Port Fees
Record Date: 02/09/2024
Event Classification: regulatory-event
Age Or Deadline Days: 933.19

Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System

Title: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System
Record Date: 02/09/2024
Event Classification: regulatory-event
Age Or Deadline Days: 933.19

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 6.62P-O

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 6.62P-O
Record Date: 02/09/2024
Event Classification: regulatory-event
Age Or Deadline Days: 933.19

Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees

Title: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees
Record Date: 02/09/2024
Event Classification: regulatory-event
Age Or Deadline Days: 933.19

Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify Certain Connectivity and Port Fees

Title: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify Certain Connectivity and Port Fees
Record Date: 02/09/2024
Event Classification: regulatory-event
Age Or Deadline Days: 933.19

Proposed Collection; Comment Request; Extension: Rule 9b-1

Title: Proposed Collection; Comment Request; Extension: Rule 9b-1
Record Date: 02/09/2024
Event Classification: regulatory-event
Age Or Deadline Days: 933.19

2023-02-03

Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Exchange's Post-Market Session To End at 8:00 p.m. Eastern Time

Title: Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Exchange's Post-Market Session To End at 8:00 p.m. Eastern Time
Record Date: 02/03/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,304.19

Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees

Title: Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees
Record Date: 02/03/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,304.19

Proposed Collection; Comment Request; Extension: Rule 102

Title: Proposed Collection; Comment Request; Extension: Rule 102
Record Date: 02/03/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,304.19

Proposed Collection; Comment Request; Extension: Rule 104

Title: Proposed Collection; Comment Request; Extension: Rule 104
Record Date: 02/03/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,304.19

2024-02-02

Energy Labeling Rule

Title: Energy Labeling Rule
Record Date: 02/02/2024
Event Classification: regulatory-event
Age Or Deadline Days: 940.19

Energy Labeling Rule

Title: Energy Labeling Rule
Record Date: 02/02/2024
Event Classification: regulatory-event
Age Or Deadline Days: 940.19

Investment Managers Series Trust and Liberty Street Advisors, Inc.

Title: Investment Managers Series Trust and Liberty Street Advisors, Inc.
Record Date: 02/02/2024
Event Classification: regulatory-event
Age Or Deadline Days: 940.19

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule
Record Date: 02/02/2024
Event Classification: regulatory-event
Age Or Deadline Days: 940.19

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule
Record Date: 02/02/2024
Event Classification: regulatory-event
Age Or Deadline Days: 940.19

Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13

Title: Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13
Record Date: 02/02/2024
Event Classification: regulatory-event
Age Or Deadline Days: 940.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 02/02/2024
Event Classification: regulatory-event
Age Or Deadline Days: 940.19

2022-12-30

Truth in Lending Act (Regulation Z) Adjustment to Asset-Size Exemption Threshold

Title: Truth in Lending Act (Regulation Z) Adjustment to Asset-Size Exemption Threshold
Record Date: 12/30/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,339.19

Home Mortgage Disclosure (Regulation C) Adjustment to Asset-Size Exemption Threshold

Title: Home Mortgage Disclosure (Regulation C) Adjustment to Asset-Size Exemption Threshold
Record Date: 12/30/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,339.19

2023-12-29

Submission for OMB Review; Comment Request; Extension: Rule 15c2-7

Title: Submission for OMB Review; Comment Request; Extension: Rule 15c2-7
Record Date: 12/29/2023
Event Classification: regulatory-event
Age Or Deadline Days: 975.19

2022-12-23

Proposed Collection; Comment Request; Extension: Rule 32a-4

Title: Proposed Collection; Comment Request; Extension: Rule 32a-4
Record Date: 12/23/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,346.19

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change to Increase Certain Annual Fees Set Forth in Section 141 of the NYSE American Company Guide

Title: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change to Increase Certain Annual Fees Set Forth in Section 141 of the NYSE American Company Guide
Record Date: 12/23/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,346.19

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Entry and All-Inclusive Annual Fees for Certain Companies

Title: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Entry and All-Inclusive Annual Fees for Certain Companies
Record Date: 12/23/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,346.19

Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Collateral Haircuts and Standards for Clearing Banks and Letters of Credit

Title: Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Collateral Haircuts and Standards for Clearing Banks and Letters of Credit
Record Date: 12/23/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,346.19

PCM Fund, Inc., et al.

Title: PCM Fund, Inc., et al.
Record Date: 12/23/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,346.19

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Nasdaq's Post-Trade Risk Management Product to Q2 2023

Title: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Nasdaq's Post-Trade Risk Management Product to Q2 2023
Record Date: 12/23/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,346.19

Order Scheduling Filing of Statements on Review; In the Matter of the Financial Industry Regulatory Authority, Inc. for an Order Granting the Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Establish a Corporate Bond New Issue Reference Data Service (File No. SR-FINRA-2019-008)

Title: Order Scheduling Filing of Statements on Review; In the Matter of the Financial Industry Regulatory Authority, Inc. for an Order Granting the Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Establish a Corporate Bond New Issue Reference Data Service (File No. SR-FINRA-2019-008)
Record Date: 12/23/2022
Event Classification: award
Age Or Deadline Days: 1,346.19

Truth in Lending (Regulation Z) Annual Threshold Adjustments (Credit Cards, HOEPA, and Qualified Mortgages)

Title: Truth in Lending (Regulation Z) Annual Threshold Adjustments (Credit Cards, HOEPA, and Qualified Mortgages)
Record Date: 12/23/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,346.19

2023-12-22

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Record Date: 12/22/2023
Event Classification: regulatory-event
Age Or Deadline Days: 982.19

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Record Date: 12/22/2023
Event Classification: regulatory-event
Age Or Deadline Days: 982.19

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Record Date: 12/22/2023
Event Classification: regulatory-event
Age Or Deadline Days: 982.19