Topic
Registering SMS for Betting and Gaming Apps: A Compliance Checklist for AWS End User Messaging, Part 2
Approval is the start, not the finish. What to file, what to monitor, and what to do after a rejection.
Home / Tags / Evidence
Evidence
Topic
Two-Factor Authentication in Finance Apps: What Works Now and What Examiners Expect
SMS codes, authenticator apps, security keys and passkeys are not interchangeable. The differences matter for compliance teams and for anyone moving money on a phone.
Topic
Building a Compliance Program From Scratch: Policies, Training, and Audit Trails a Small Firm Can Actually Maintain
A stepwise sequence for small businesses: risk assessment first, written policies second, training third, evidence trails throughout.
Topic
Regulation Cornhole Distance: Why Standards Bodies Even Matter for Backyard Games
Even a lawn game with no regulator depends on someone agreeing on the numbers. That agreement is what standards-setting looks like.
Topic
Regulatory Examination Cycles and Scheduling: What Fintech Firms Should Expect and Prepare For
Regulatory examinations follow a rhythm of routine, targeted, and follow-up reviews. Learn what examiners request and how fintech firms can prepare all year round.
Topic
Compliance Staffing Models: Sizing and Structuring a Team for Supervised-Firm Requirements
How to size and structure a compliance team for a supervised firm: obligation mapping, common models, skills and records, and warning signs of a strained team.
Topic
Four Steps to Upgrade Digital Services Act Compliance: What the Framework Actually Asks
Grant Thornton's four-part model treats DSA compliance as an operating capability, not a one-time build.