Fintech Rule Tracker

Fintech Rule Tracker organizes records from Federal Register API into a static ledger for transparent comparison. It preserves official source links and dates, marks missing enrichment, and adds deterministic grouping, change, recency, trend, or significance fields only where the documented inputs support them, without recommendations or unsupported claims.

Records: 5,000
Last changed: 08/27/2026
Update schedule: 35 1 * * * UTC
Coverage: 03/28/2022–08/26/2026
Method: Methodology

2023-01-30

AEW Capital Management, L.P.

Title: AEW Capital Management, L.P.
Record Date: 01/30/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,305.07

Submission for OMB Review; Comment Request; Extension: Rule 201 and Rule 200(g) of Regulation SHO

Title: Submission for OMB Review; Comment Request; Extension: Rule 201 and Rule 200(g) of Regulation SHO
Record Date: 01/30/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,305.07

Submission for OMB Review; Comment Request; Extension: Rule 602

Title: Submission for OMB Review; Comment Request; Extension: Rule 602
Record Date: 01/30/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,305.07

Submission for OMB Review; Comment Request; Extension: Rule 18f-1 and Form N-18f-1

Title: Submission for OMB Review; Comment Request; Extension: Rule 18f-1 and Form N-18f-1
Record Date: 01/30/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,305.07

Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge

Title: Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge
Record Date: 01/30/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,305.07

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 7.44-E Relating to the Retail Liquidity Program

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 7.44-E Relating to the Retail Liquidity Program
Record Date: 01/30/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,305.07

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule

Title: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule
Record Date: 01/30/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,305.07

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule

Title: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule
Record Date: 01/30/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,305.07

Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Limited Liability Company Agreement, in Connection With the Name Change of Unit Holder and Make Conforming Changes to the Amended and Restated Limited Liability Company Agreement of Its Facility BOX Market LLC

Title: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Limited Liability Company Agreement, in Connection With the Name Change of Unit Holder and Make Conforming Changes to the Amended and Restated Limited Liability Company Agreement of Its Facility BOX Market LLC
Record Date: 01/30/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,305.07

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 01/30/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,305.07

2024-01-29

Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BYX Post Only Orders at Prices Below $1.00

Title: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BYX Post Only Orders at Prices Below $1.00
Record Date: 01/29/2024
Event Classification: regulatory-event
Age Or Deadline Days: 941.07

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BZX Post Only Orders at Prices Below $1.00

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BZX Post Only Orders at Prices Below $1.00
Record Date: 01/29/2024
Event Classification: regulatory-event
Age Or Deadline Days: 941.07

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange
Record Date: 01/29/2024
Event Classification: regulatory-event
Age Or Deadline Days: 941.07

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Options That Overlie a Reduced Value of the MSCI World Index, the Full Value of the MSCI ACWI Index, and a Reduced Value of the MSCI USA Index

Title: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Options That Overlie a Reduced Value of the MSCI World Index, the Full Value of the MSCI ACWI Index, and a Reduced Value of the MSCI USA Index
Record Date: 01/29/2024
Event Classification: regulatory-event
Age Or Deadline Days: 941.07

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Rules Relating to Position and Exercise Limits

Title: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Rules Relating to Position and Exercise Limits
Record Date: 01/29/2024
Event Classification: regulatory-event
Age Or Deadline Days: 941.07

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 01/29/2024
Event Classification: regulatory-event
Age Or Deadline Days: 941.07

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 01/29/2024
Event Classification: regulatory-event
Age Or Deadline Days: 941.07

2023-01-23

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the Cboe Data Services, LLC Fee Schedule

Title: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the Cboe Data Services, LLC Fee Schedule
Record Date: 01/23/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,312.07

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Record Date: 01/23/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,312.07

Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Cboe Data Services Section of the Fees Schedule

Title: Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Cboe Data Services Section of the Fees Schedule
Record Date: 01/23/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,312.07

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule

Title: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Record Date: 01/23/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,312.07

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fee Schedule

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fee Schedule
Record Date: 01/23/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,312.07

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees

Title: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees
Record Date: 01/23/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,312.07

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges
Record Date: 01/23/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,312.07

Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Change To Amend Its Schedule of Fees and Rebates

Title: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Change To Amend Its Schedule of Fees and Rebates
Record Date: 01/23/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,312.07

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its NYSE Arca Equities Fees and Charges

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its NYSE Arca Equities Fees and Charges
Record Date: 01/23/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,312.07

Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates

Title: Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates
Record Date: 01/23/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,312.07

Instant Brands LLC; Analysis of Proposed Consent Order To Aid Public Comment

Title: Instant Brands LLC; Analysis of Proposed Consent Order To Aid Public Comment
Record Date: 01/23/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,312.07

2024-01-22

Revised Jurisdictional Thresholds for Section 8 of the Clayton Act

Title: Revised Jurisdictional Thresholds for Section 8 of the Clayton Act
Record Date: 01/22/2024
Event Classification: regulatory-event
Age Or Deadline Days: 948.07

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule

Title: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Record Date: 01/22/2024
Event Classification: regulatory-event
Age Or Deadline Days: 948.07

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 3240 (Borrowing From or Lending to Customers)

Title: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 3240 (Borrowing From or Lending to Customers)
Record Date: 01/22/2024
Event Classification: regulatory-event
Age Or Deadline Days: 948.07

Options Price Reporting Authority; Notice of Filing of Proposed Amendment To Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information

Title: Options Price Reporting Authority; Notice of Filing of Proposed Amendment To Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information
Record Date: 01/22/2024
Event Classification: regulatory-event
Age Or Deadline Days: 948.07

Submission for OMB Review; Comment Request; Extension: Form N-54A

Title: Submission for OMB Review; Comment Request; Extension: Form N-54A
Record Date: 01/22/2024
Event Classification: regulatory-event
Age Or Deadline Days: 948.07

Submission for OMB Review; Comment Request; Extension: Rule 12d1-4

Title: Submission for OMB Review; Comment Request; Extension: Rule 12d1-4
Record Date: 01/22/2024
Event Classification: regulatory-event
Age Or Deadline Days: 948.07

Submission for OMB Review; Comment Request; Extension: Form N-6F

Title: Submission for OMB Review; Comment Request; Extension: Form N-6F
Record Date: 01/22/2024
Event Classification: regulatory-event
Age Or Deadline Days: 948.07

Submission for OMB Review; Comment Request; Extension: Rule 11a-2

Title: Submission for OMB Review; Comment Request; Extension: Rule 11a-2
Record Date: 01/22/2024
Event Classification: regulatory-event
Age Or Deadline Days: 948.07

Submission for OMB Review; Comment Request; Extension: Rule 17f-1

Title: Submission for OMB Review; Comment Request; Extension: Rule 17f-1
Record Date: 01/22/2024
Event Classification: regulatory-event
Age Or Deadline Days: 948.07

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 01/22/2024
Event Classification: regulatory-event
Age Or Deadline Days: 948.07

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 01/22/2024
Event Classification: regulatory-event
Age Or Deadline Days: 948.07

2023-01-09

Energy Labeling Rule; Correction

Title: Energy Labeling Rule; Correction
Record Date: 01/09/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,326.07

Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule

Title: Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule
Record Date: 01/09/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,326.07

Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce GEMX's Options Regulatory Fee

Title: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce GEMX's Options Regulatory Fee
Record Date: 01/09/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,326.07

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 13

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 13
Record Date: 01/09/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,326.07

Submission for OMB Review; Comment Request; Extension: Rule 17Ad-22

Title: Submission for OMB Review; Comment Request; Extension: Rule 17Ad-22
Record Date: 01/09/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,326.07

Proposed Collection; Comment Request; Extension: Rule 477

Title: Proposed Collection; Comment Request; Extension: Rule 477
Record Date: 01/09/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,326.07

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension

Title: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension
Record Date: 01/09/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,326.07

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension

Title: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension
Record Date: 01/09/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,326.07

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension

Title: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension
Record Date: 01/09/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,326.07

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 01/09/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,326.07

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 01/09/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,326.07