Fintech Rule Tracker

Fintech Rule Tracker organizes records from Federal Register API into a static ledger for transparent comparison. It preserves official source links and dates, marks missing enrichment, and adds deterministic grouping, change, recency, trend, or significance fields only where the documented inputs support them, without recommendations or unsupported claims.

Records: 5,000
Last changed: 08/30/2026
Update schedule: 35 1 * * * UTC
Coverage: 03/28/2022–08/31/2026
Method: Methodology

2023-02-13

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 02/13/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,294.19

2024-02-12

Proposed Collection; Comment Request; Extension: Rule 236-Exemption of Shares Offered in Connection With Certain Transactions

Title: Proposed Collection; Comment Request; Extension: Rule 236-Exemption of Shares Offered in Connection With Certain Transactions
Record Date: 02/12/2024
Event Classification: regulatory-event
Age Or Deadline Days: 930.19

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Record Date: 02/12/2024
Event Classification: regulatory-event
Age Or Deadline Days: 930.19

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Minimum Performance Standards Applicable to Primary Equity Securities Under the Lead Market Maker Program as Set forth in Rule 11.8(e)(1)(E), and To Make Corresponding Changes to Its Fee Schedule

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Minimum Performance Standards Applicable to Primary Equity Securities Under the Lead Market Maker Program as Set forth in Rule 11.8(e)(1)(E), and To Make Corresponding Changes to Its Fee Schedule
Record Date: 02/12/2024
Event Classification: regulatory-event
Age Or Deadline Days: 930.19

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend its Fee Schedule Relating to the Options Regulatory Fee

Title: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend its Fee Schedule Relating to the Options Regulatory Fee
Record Date: 02/12/2024
Event Classification: regulatory-event
Age Or Deadline Days: 930.19

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule Relating to the Options Regulatory Fee

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule Relating to the Options Regulatory Fee
Record Date: 02/12/2024
Event Classification: regulatory-event
Age Or Deadline Days: 930.19

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Dissemination of Information on Individual Transactions in U.S. Treasury Securities and Related Fees

Title: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Dissemination of Information on Individual Transactions in U.S. Treasury Securities and Related Fees
Record Date: 02/12/2024
Event Classification: regulatory-event
Age Or Deadline Days: 930.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 02/12/2024
Event Classification: regulatory-event
Age Or Deadline Days: 930.19

2023-02-06

Guides for the Use of Environmental Marketing Claims

Title: Guides for the Use of Environmental Marketing Claims
Record Date: 02/06/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,301.19

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Rule 5732 To Provide Listing Standards for Contingent Value Rights on Nasdaq Global Market

Title: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Rule 5732 To Provide Listing Standards for Contingent Value Rights on Nasdaq Global Market
Record Date: 02/06/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,301.19

LCA-Vision; Analysis of Proposed Consent Order To Aid Public Comment

Title: LCA-Vision; Analysis of Proposed Consent Order To Aid Public Comment
Record Date: 02/06/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,301.19

HomeAdvisor, Inc.; Analysis of Proposed Consent Order to Aid Public Comment

Title: HomeAdvisor, Inc.; Analysis of Proposed Consent Order to Aid Public Comment
Record Date: 02/06/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,301.19

Privacy Act of 1974; System of Records

Title: Privacy Act of 1974; System of Records
Record Date: 02/06/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,301.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 02/06/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,301.19

2024-02-05

BondBloxx ETF Trust and BondBloxx Investment Management Corporation

Title: BondBloxx ETF Trust and BondBloxx Investment Management Corporation
Record Date: 02/05/2024
Event Classification: regulatory-event
Age Or Deadline Days: 937.19

Roundhill ETF Trust and Roundhill Financial Inc.

Title: Roundhill ETF Trust and Roundhill Financial Inc.
Record Date: 02/05/2024
Event Classification: regulatory-event
Age Or Deadline Days: 937.19

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Record Date: 02/05/2024
Event Classification: regulatory-event
Age Or Deadline Days: 937.19

Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6

Title: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6
Record Date: 02/05/2024
Event Classification: regulatory-event
Age Or Deadline Days: 937.19

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule

Title: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule
Record Date: 02/05/2024
Event Classification: regulatory-event
Age Or Deadline Days: 937.19

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 9

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 9
Record Date: 02/05/2024
Event Classification: regulatory-event
Age Or Deadline Days: 937.19

Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6

Title: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6
Record Date: 02/05/2024
Event Classification: regulatory-event
Age Or Deadline Days: 937.19

Revised Jurisdictional Thresholds for Section 7A of the Clayton Act

Title: Revised Jurisdictional Thresholds for Section 7A of the Clayton Act
Record Date: 02/05/2024
Event Classification: regulatory-event
Age Or Deadline Days: 937.19

Premerger Notification; Reporting and Waiting Period Requirements

Title: Premerger Notification; Reporting and Waiting Period Requirements
Record Date: 02/05/2024
Event Classification: regulatory-event
Age Or Deadline Days: 937.19

Blue Tractor ETF Trust and Blue Tractor Group, LLC

Title: Blue Tractor ETF Trust and Blue Tractor Group, LLC
Record Date: 02/05/2024
Event Classification: regulatory-event
Age Or Deadline Days: 937.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 02/05/2024
Event Classification: regulatory-event
Age Or Deadline Days: 937.19

2022-12-19

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule

Title: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule
Record Date: 12/19/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,350.19

Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees

Title: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees
Record Date: 12/19/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,350.19

Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees

Title: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees
Record Date: 12/19/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,350.19

Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees

Title: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees
Record Date: 12/19/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,350.19

Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address an Erroneous Reference in Equity 4, Rule 4780(e)

Title: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address an Erroneous Reference in Equity 4, Rule 4780(e)
Record Date: 12/19/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,350.19

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19

Title: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19
Record Date: 12/19/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,350.19

Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19

Title: Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19
Record Date: 12/19/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,350.19

Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article 17, Rule 5

Title: Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article 17, Rule 5
Record Date: 12/19/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,350.19

Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Delay Implementation of an Amendment to Rule 518, Complex Orders, To Permit Legging Through the Simple Market

Title: Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Delay Implementation of an Amendment to Rule 518, Complex Orders, To Permit Legging Through the Simple Market
Record Date: 12/19/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,350.19

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension

Title: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension
Record Date: 12/19/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,350.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 12/19/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,350.19

2023-12-18

Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Options 7

Title: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Options 7
Record Date: 12/18/2023
Event Classification: regulatory-event
Age Or Deadline Days: 986.19

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) in Order To Adopt a New Tier Under Footnote 13 (Tape B Volume and Quoting) Specific to Single-Stock Exchange Traded Funds (“Single-Stock ETFs”)

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) in Order To Adopt a New Tier Under Footnote 13 (Tape B Volume and Quoting) Specific to Single-Stock Exchange Traded Funds (“Single-Stock ETFs”)
Record Date: 12/18/2023
Event Classification: regulatory-event
Age Or Deadline Days: 986.19

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 7

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 7
Record Date: 12/18/2023
Event Classification: regulatory-event
Age Or Deadline Days: 986.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 12/18/2023
Event Classification: regulatory-event
Age Or Deadline Days: 986.19

2022-12-12

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule

Title: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule
Record Date: 12/12/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,357.19

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4753 and Equity 4, Rule 4703

Title: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4753 and Equity 4, Rule 4703
Record Date: 12/12/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,357.19

Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees

Title: Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees
Record Date: 12/12/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,357.19

Self-Regulatory Organizations; NYSE American LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee

Title: Self-Regulatory Organizations; NYSE American LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee
Record Date: 12/12/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,357.19

Reopening of Comment Period for Share Repurchase Disclosure Modernization

Title: Reopening of Comment Period for Share Repurchase Disclosure Modernization
Record Date: 12/12/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,357.19

Agency Information Collection Activities: Comment Request

Title: Agency Information Collection Activities: Comment Request
Record Date: 12/12/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,357.19

Privacy Act of 1974; System of Records

Title: Privacy Act of 1974; System of Records
Record Date: 12/12/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,357.19

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee
Record Date: 12/12/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,357.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 12/12/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,357.19

2023-12-11

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)

Title: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Record Date: 12/11/2023
Event Classification: regulatory-event
Age Or Deadline Days: 993.19